Thoughts on Theories and the Need for Certainty

The other day I read a report on studies that tend to confirm the Sapir-Whorf hypothesis – the idea that language affects the very fashion in which we think and even how we think. In turn, that got me to thinking about theories and the controversies which surround them.  While what Whorf postulated almost seventy years ago certainly made sense to him, and the idea behind the Sapir-Whorf hypothesis made sense to me when I read Jack Vance’s The Languages of Pao years and years ago, long before I even knew that Whorf and Sapir even existed, much less that Whorf had postulated what Vance wrote about more than thirty years before the book, at the time Whorf offered their theory there was no proof… and no real way to offer such proof.  The same was also initially true about the theory of continental drift and the idea of plate tectonics, and even, if for a shorter time, that of Einstein’s theories of relativity.

The lack of proof didn’t mean that the theories were right – or wrong – but merely that they could neither be proved nor disproved at the time they were first offered.  In the cases I’ve mentioned, the preponderance of evidence suggests the theories were correct, or at least largely so.

But… how can you tell the difference between a theory which might be true, if proof existed, and one that is absurd because no proof can ever be developed?  Can you?

And what about the cases where the “proof” itself is not accepted, as was certainly partly true in the case of continental drift?

Human beings want certainty in their science, but the more we learn the more we discover, in essence, that there are exceptions, i.e., modifications, complications, refinements, etc.  Just as the human genome is finally sequenced, research discovers that genes are not even the genetic end-all and be all, because there’s an epigenetic mechanism that can modify and even override genes. 

Unfortunately, the all too understandable reaction of many people is to claim that scientists don’t know what they’re talking about, or that they’re always changing their minds.  Part of this reaction, I suspect, is based on the human arrogance that we should be able to know everything, and that if our supposedly best scientific minds don’t, then they’re not the best… or they’re not good for anything. Another reaction is that mankind was never meant to know everything, and we should just look to our favorite deity for explanations – which are, of course, simple and comforting… and explain very little.

Of course, a little humility in the search for answers and explanations wouldn’t hurt, either, along with the understanding that in a universe that’s taken over fourteen billion years to develop, it might just take a bit more time than the few hundred years humans have had the technology to seek the answers to the complexity of the universe.

But then, that means you can’t get the answer on Google instant.

Could We Make a Distinction, Please?

Over at Tor.com, a blogger under the nom de plume of “Stubby the Rocket” recently conducted a poll, asking readers to vote on the best fantasy and science fiction novels of the past decade. Fortunately or unfortunately, the readers aren’t.  They’re voting for their favorite books, and, apparently, reading between the lines, they’re even voting for their favorite authors, almost without regard for the comparative excellence or lack thereof of some authors’ works. What is also interesting is that when one internet-popular author made an on-line appeal, his readers immediately flooded the voting thread, and pushed his book to the top.

I have no problem with readers pushing their favorites. I’d love to have my readers push all my books – but I’m not making an appeal, because that isn’t the point of this blog, and besides the voting closed several days ago. The point is, as one commenter on the Tor.com main site observed, that most of the voters aren’t voting for what they believe to be the best, but for their favorites. So why didn’t Tor.com and Stubby the Rocket just ask for the books readers liked the most? Then they could publish, more or less honestly, “Reader Favorites for the Decade.”

As I’ve discussed recently and not-so-recently, there’s a great deal of subjectivity and ignorance involved in determining what comprises a good book, and while I believe that the majority of readers, if pressed, would make a distinction, the poll-takers didn’t emphasize that there’s a difference between “favorite” and “best.” Another weakness with all of these polls, and that includes such awards as the Hugos [the World Science Fiction awards, for those readers not familiar with such], is that a comparatively small number of voters are represented, usually from a distinct sub-set of readers, and are usually self-selecting, which means that they don’t represent the majority of readers.

Years and years ago, Betty Ballantine, one of the great ladies of F&SF publishing, made the observation that there are two kinds of awards in publishing, those awarded by various organizations with varying memberships and agendas and those represented by the sales figures.  A number of years ago, many of those involved with the World Science Fiction convention were truly horrified when the winner of the best novel award went to a Harry Potter book.  Was it the best book of the year, technically?  I doubt it, but it was at least an honest “favorite,” one whose sales figures also declared that it was truly a favorite.

I honestly doubt that there’s any fair or accurate way to determine a “best” book.  So why don’t all the pollsters ask for favorites or books that are best-liked?  That way, at least, we wouldn’t have the charade of popularity being mistaken for excellence or the equally misleading charade of self-selecting groups foisting off their favorites as the “best of the decade” when they really mean the “favorite books of this group for the decade.”  But then, who wants to publish a list of “favorites” when “best books” sounds so much better and more “official” in print?

The Finance Types Just Don’t Get It

Well… it’s now “bonus season,” I understand, for high-level executives among the banks, investment banks, brokerage houses, and the like.  At a time when even supposedly well-off working professionals aren’t doing all that well, early reports are that the financial institutions are set to pay near-record bonuses once again.  Why?

Oh, I know the official reason.  Profits are up, and therefore these executives are to be compensated for playing a part in obtaining those profits.  But then again, the entire country played a part, last year and the year before, in rescuing the financial community from the results of its excessively reckless pursuit of profit at any cost.

At the same time, unemployment is hovering close to ten percent nationally, and it’s likely in excess of fifteen percent if you count in the people who aren’t included because they’ve been out of work so long they’ve given up looking.  Those figures don’t really include people who are working part-time because they can’t get full-time jobs, and the unemployment rate for minorities is close to twice the overall rate.  Even once-secure high-paying professions are feeling the pinch.  Law firms are booting out partners and aren’t hiring.  Thousands upon thousands of law school graduates have no jobs and student loans that can amount to $100,000 and more.  The fees paid to primary care doctors – you know, the ones who actually see you – are essentially frozen, while insurance and other costs continue to rise.  And unlike specialists, primary care physicians don’t rake in the big bucks.  Middle management jobs are continuing to shrink, as are positions for teachers all across the country.  And, as for us authors, paperback book sales are down, and ebook sales haven’t yet, if they ever do, made up the difference in royalties.

And the finance community is going to pay record bonuses?

For what?  Are banking services improving?  Not when banks are automating everything and trying to use as few real bodies as possible.  Not when they’ve grown ever more adept at finding fees for everything and reducing the billing cycle.  And now, my wife has discovered yet another indication of just how little the banks care about you and me.

The other day, she was trying to balance her account – and it wouldn’t balance.  The reason it wouldn’t balance was because the bank deducted $253 from her account for a check she wrote for $153.  Even the bank’s photocopied records showed that the check was for $153 – but they still deducted $253.  When she finally got a real person on the line, after a ten minute hold because “we are experiencing unusually high call volume,” and explained the situation, it took five minutes more to verify that the bank had goofed, and then the customer service [this is service?] representative explained that it would take 3-5 business days to rectify the error in my wife’s account.  Three to five days in this era of instant electronic banking?  When they made the error in the first place?  Oh… and when this isn’t your local bank but a large regional bank?

Would they have rescinded all the fees they would have collected if their error had caused her to overdraw her account?  I have my doubts.

So… tell me again how all those finance types deserve record bonuses?  They’re either totally out of touch with the rest of the United States… or they’re so contemptuous that they don’t care.  Either way, they don’t deserve those bonuses.

More on Entertainment Simplicity

I just read a review of a recently released movie, and since I haven’t seen the film, and may not, I can’t say how accurate the review is, but one line of the review struck me as particularly relevant, especially in view of my previous blog.  That line said approximately, “You can’t tell whose movie this is, the star’s, the co-star’s, or the supporting actors’.”  From the rest of the review it was quite obvious that there was no confusion about the story lines or who was doing what to whom or why.  What the reviewer was stating was that he wanted the movie to emphasize without a doubt which story was the predominant one, and to make every one else subservient.

My question to the reviewer is:  “Why?”  Have viewers become so simple-minded that they can’t enjoy intersecting story lines, and the fact that at one time one part of a story becomes more dominant and that at another time another character and part do?

Certainly, life is like that, and much as we’d all like to be the center of attention and action, no one always is, not even the most powerful and most famous among us. Or is it that we feel our own lives are so complicated that we can only enjoy a movie when it’s straightforward and simple.

Or is it that, while many of us enjoy complex movies, more and more the media pundits and critics want to oversimplify matters for us.  That’s definitely been the case among the political analysts and the media talking heads who report on national politics.  It’s become the case with the economic “analysts” who present such data in the national general media.

As I’ve noted more than a few times before, we live in a highly technological society, and such societies are anything but simple.  And, in a riff on that theme, perhaps that’s really the gulf between the United States and many of the fundamentalist Mid-East cultures.  They want to hang on to the comforting simplicity and clarity of their traditional past, and can see all too well that such clarity vanishes in the conflicts of a modern technological society.  For that matter, even within the United States, that conflict exists, although so far, despite the horrible events in Arizona earlier this month, the violence around political events has been largely confined to verbal outbursts, despite the growing [until last week]intemperance of both media and political types.

And this movie’s review may well have bothered me because it’s yet another symptom of the conflict between “comforting” and clear traditional simplicity and modern complexity.  The problem with those old traditional clarities is that they cover up a multitude of injustices and prejudices under the guise of morality, rather than striving for a better ethical code, and one more suited to a technological society. Like it or not, until we can juggle those complexities better, and in an overall improved ethical fashion, we’re going to have problems, and all the entertainment that regales us with comforting simplicities won’t help in the slightest, just as the majority of the “popular” literature at the end of the 19th century did little to prepare Americans for the need for the changes required in a developing technological society.

The Death/Decline of Nuance and Subtlety

A week or so ago, I received the worst review of a book of mine in thirty years.  Not surprisingly, it was the Publishers Weekly review of Empress of Eternity.  The only good thing I can say about the review was that it appeared almost two months after the book was released.  Now… I’ve had good reviews and not so good reviews, and questionable reviews throughout my career, but never a review that so thoroughly trashed a book, especially a book that had received numerous rave and favorable reviews elsewhere.  I’ve already been the first to admit that Empress of Eternity, like Haze, is not a book to appeal to everyone, and I certainly wouldn’t object to a review that said just that… and said why.  What bothers me about this particular review is that it exemplifies a trend in both books and movies that is both deplorable and, I believe, culturally dangerous.

By its very approach, the review essentially states that, if something isn’t immediately obvious and clear, it’s trash.  If it’s not simple and direct, then it’s worthless.  That’s like saying a one pound hamburger with American cheese is far superior to a custom-broiled filet mignon with cordon bleu béarnaise sauce.  Obviously, tastes differ, and there are times when a hamburger just hits the spot… but please don’t tell me the hamburger is superior in culinary terms.

It’s becoming so that too many reviewers and readers can’t tell the difference between a book that has no characterization to speak of and one in which the characterization is nuanced and subtle.  If the writer doesn’t effectively come out and say, “Joseph was devastated,” these readers and reviewers don’t pick up the other clues.  The same is true of foreshadowing.  The author practically has to post signposts that state “this is important,” or it goes over their heads.  This tendency isn’t new.  There have been readers with such problems since there have been books.  What is new is that, in this “new” era of “everything in your face,” there are more and more of them, and they’re infiltrating the ranks of the reviewers and critics.

The same trends have already occurred in movie-making, and it’s to the point where almost any movie trailer will tell me if it’s an “in your face” movie.  In fact, almost all the block-buster movies are these days, and it’s getting harder and harder to find movies with depth, subtlety and nuance.  Once upon a time, the banana peel humor was largely limited to the Saturday morning movie serials, and the scatological humor to pornography.  No more. Once upon a time, many movies [certainly not all, or even a majority, but enough that one didn’t have to search through a haystack of dross] actually presented brilliant dialogue and depth.  No more.

This cheapening and over-simplification of societal entertainment bleeds over into everything else, from supersizing fast foods to the Sarah Palinization of politics, where “in your face” direct simple solutions are the answer.  And because everyone has a “simple” solution, no one can understand that big simple solutions don’t work… and never have, not without an extraordinary cost to people. Unfortunately, this past weekend we’ve had what appears to be a reminder of those costs with the shooting of a moderate Congresswoman in Arizona, who, from all accounts was popular with the majority of her district, and unpopular with the extremists in both parties.

So I’ll say it again.  Big, simple, extreme solutions aren’t the answer, and never have been. After all, the Russian Revolution of 1917 was certainly a big and simple solution.  So were Hitler’s Third Reich, Pol Pot’s Cambodia, and Castro’s Cuban Revolution… as well as all the ethnic cleansing movements throughout the globe.  By contrast, from the beginning the American Revolution embodied compromise, a fact conveniently overlooked by the Tea Partiers. Interestingly enough, what it created lasted… so far, but will it survive the “in your face” era?